What’s included
- Annual and quarterly statementsBalance sheet, operations, equity and cash flows with full footnotes for Form 10-K, 10-Q and 20-F.
- Registration statementsFinancial statements for S-1, S-11 and Form 10, including reverse-merger and first-time registrant filings.
- Regulation S-X compliancePresentation, required periods and disclosure checklists reviewed against current SEC rules.
- GAAP conversionCash-basis, tax-basis or IFRS books converted to US GAAP for a first filing.
- Auditor coordinationA complete request-list (PBC) package, roll-forwards and lead schedules, plus responses to auditor questions.
- Uplisting readinessGap review of reporting, controls and governance for a move from OTC Markets to Nasdaq, NYSE or the Texas Stock Exchange.
Questions
Common questions
Can you work with our existing auditor?
Yes. We coordinate directly with your independent auditor, deliver the request package on the agreed dates, and answer their follow-up questions.
We are behind on filings. Can you help us catch up?
Yes. We scope the delinquent periods first, then build a calendar that brings you current in the right order.
Do you prepare MD&A?
We support MD&A with the numbers, variance analysis and disclosures drawn from the statements. Management owns the narrative and the filing.
How is pricing set?
We quote a fixed fee per filing after the scoping call, based on transaction volume, the number of entities and any technical accounting needed.
Have a filing date or a tax deadline coming up?
Tell us the date. We will tell you what it takes to meet it, in one free 30-minute call.